Investment Options Offering a wide-range of investment opportunities. Through our affiliation with First Allied, we provide a wide-range of diversified financial products. Together, we offer you the objectivity of working with an independent financial consultant combined with the stability and strength to access the world's financial markets and a wealth of investment resources. Below is a detailed list of financial product offerings through First Allied. Stocks NYSE-listed stocks NASDAQ over-the counter All other major exchanges Foreign stocks Margin accounts Corporate finance Investment banking 144 and other restricted securities sales Employee stock-option plans ETF’s Cash Management Daily sweep accounts Money markets Insured CDs Online account access Retirement Accounts IRAs SEP/IRAs Roth IRAs Education IRAs Simple IRAs Defined contribution Money-purchase pension plan Profit-sharing plan 403(b) 401(k) Mutual Funds Open-end funds Closed-end funds Networking Dividend reinvestment 529 Plans Unit Investment Trusts Asset Management Independent manager search Performance monitoring and reporting Wrap-fee accounts Asset allocation Fee-in-lieu accounts Outside managed accounts Bonds CMOs Convertible Corporate Municipal Zero coupon Government Securities Ginnie Maes Treasury bills Treasury bonds Treasury notes Options All major exchanges Insurance Fixed annuities Variable annuities Term life Variable life Universal life Whole life Disability Long-term care Second-to-Die Alternative Investments REITs Equipment leasing Managed futures Equity-linked notes Oil & Gas Programs Tax Credit Programs Real Estate LLC’s Mortgage Funds And More . . . Education and 529 plans For more information on any of the above investment products and services, please contact your representative.